Controls exist on paper. Failures happen in reality.

MOONSTONE closes the loop between what regulations require and what your organisation actually has in place.

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The gap that causes real failures

These weren't failures of intent. They were failures of structure. Controls were documented. Policies were approved. But the connections that make governance real were missing.

One platform. Multiple regulatory worlds.

Structural assurance applies wherever complex systems meet regulatory requirements — ordered by economic and social impact.

Banking & Capital Markets

Basel III/IV, MiFID II, RTS 6, DORA, CRD VI

Algorithmic trading controls, market risk, ICT resilience, dependency mapping, capital adequacy.

Insurance & Payments

Solvency II, PSD2/PSD3, 6AMLD, AMLR

Payment processing controls, anti-money laundering, operational resilience, capital requirements.

Energy & Utilities

REMIT, EU ETS, NERC CIP, Grid Codes

Energy trading surveillance, emissions controls, grid resilience, SCADA security, market abuse.

Healthcare & Pharma

EU MDR/IVDR, FDA 510(k), GxP, ICH Guidelines

Medical devices, clinical trials, pharmacovigilance, post-market surveillance, quality systems.

AI & Algorithm Governance

EU AI Act, NIST AI RMF, ISO 42001

Model lifecycle governance, bias controls, explainability, human oversight, risk classification.

Cybersecurity & Privacy

GDPR, NIS2, NIST CSF, ISO 27001

Data protection, incident response, access controls, breach notification, security governance.

TechLaw & Digital Regulation

DSA, DMA, Data Act, eIDAS 2.0

Platform accountability, digital markets, data sharing obligations, digital identity, content moderation.

ESG & Supply Chain

CSRD, EU Taxonomy, CSDDD, SFDR

Double materiality, supply chain due diligence, sustainability reporting, climate disclosure.

Food Safety

FSMA, EU Food Safety Regulation, HACCP

Supply chain traceability, contamination controls, recall readiness, hazard analysis.

Telecommunications

EECC, NIS2, National Telecom Regulations

Network resilience, service continuity, infrastructure security, spectrum management.

Aviation & Transport

EASA Regulations, FAA Requirements, SMS

Safety management systems, maintenance controls, operational safety, airworthiness.

Maritime & Shipping

IMO Regulations, FuelEU Maritime, EU ETS

Emissions compliance, port state controls, safety management, environmental monitoring.

Civil Protection

National CP Frameworks, NIS2, Seveso III

Emergency response coordination, critical service dependencies, disaster preparedness.

Cross-domain by design

Regulatory requirements don't stay in silos. An AI governance gap is also a cybersecurity gap. A supply chain issue is also an ESG issue. MOONSTONE's structural approach reveals these connections.

Three categories of tools. One critical gap.

Quantitative Risk Platforms

Answers: "How much could we lose?"

Misses: Whether controls are connected to what they govern

GRC Workflow Platforms

Answers: "Do controls exist?"

Misses: Whether they're structurally effective

Data & Analytics Platforms

Answers: "Can we see our data?"

Misses: Governance relationships and dependencies

The question nobody answers:

"Are controls actually connected to what they govern — and can we prove it?"

Regulators have noticed

The shift from "do controls exist?" to "prove your operating environment remains governed" is now explicit — ordered by economic and social impact.

Basel III/IV
Live

Capital adequacy, liquidity requirements. Structural risk controls across global banking.

Solvency II
Live

Insurance capital requirements, risk management, governance systems.

MiFID II / RTS 6
Live

Algorithmic trading controls, kill switches, market abuse prevention.

DORA
Live

Digital operational resilience. ICT dependency mapping and testing.

CRD VI / CRR III
2025

Banking package reform. Credit risk, market risk, operational risk capital.

6AMLD / AMLR
Phasing

Anti-money laundering. Customer due diligence, suspicious activity reporting.

NIS2
Active

Critical infrastructure cybersecurity. Essential entity resilience requirements.

EU AI Act
Aug 2026

High-risk AI governance. Provable lifecycle controls, bias monitoring.

GDPR
Live

Data protection by design. Processing controls, breach notification.

EU MDR/IVDR
Live

Medical device regulation. Clinical evidence, post-market surveillance.

CSRD
Phasing

Corporate sustainability reporting. Double materiality, supply chain disclosure.

CSDDD
2026

Supply chain due diligence. Human rights, environmental impact tracing.

FCA Op Res
Live

UK operational resilience. Important business services, impact tolerances.

PRA SS1/21
Live

UK outsourcing and third-party risk. Critical service provider oversight.

REMIT
Live

Energy market integrity. Wholesale energy trading surveillance, market abuse.

EU ETS
Live

Emissions trading system. Carbon allowances, verification, reporting obligations.

This is not a future problem. Firms are in first compliance cycles now.

Close the Loop

Between what regulations require and what your organisation actually has in place. We create living structural models that prove governance is connected — not just documented.

A Digital Twin of Your Operating Environment

A live, connected replica of every system, asset, control, and dependency.

Governance & Regulation
Controls & Frameworks
Systems & Infrastructure
Assets & Dependencies
Maps the full ecosystem
Shows dependencies end-to-end
Traces impact of changes
Provides structural proof

You cannot control what you cannot see. MOONSTONE makes the system visible.

See what you actually have

Not what you think you have. Not what was true last quarter. What exists now, and how it connects.

Prove the chain is complete

For every regulatory requirement, trace the path to a deployed control with evidence. When the chain breaks, see exactly where.

Catch gaps before regulators do

Continuous structural verification. Not annual assessments that are stale before they're finished.

When the loop is closed: For every regulatory requirement, there is a traceable chain to a deployed control with evidence.

When the loop is open: Something is missing — and MOONSTONE shows exactly where.

25+
Tenant Deployments
19
Regulatory Domains
53+
Jurisdictions Modelled

Operational platform. In partnership discussions with leading consulting and advisory firms across Europe.

Built by practitioners, for practitioners

Senior practitioners from Tier-1 investment banks — built at the intersection of complex systems, governance, and AI engineering.

Advanced Mathematical Modelling

Risk modelling, dynamical systems, non-linear systems, applied AI and ML.

Audit, Compliance & Governance

Operational risk, conduct risk, non-financial risk management.

AI Engineering & Computer Science

Production-grade platform architecture, LLM integration, structural reasoning.

Why we started MOONSTONE

Governance in complex regulated environments has become a documentation exercise. Policies are written. Controls are catalogued. Assessments are completed. And then failures happen anyway — because nobody verified the structural connections.

We created a framework and built an AI-powered reasoning engine to close the gap that no GRC tool, quantitative platform, or audit workflow was built to address.

The combination of quantitative risk and independent assurance is rare. It's why MOONSTONE exists.

Ready to Close the Loop?

Interested in how structural assurance applies to your environment? Get in touch.

Contact Us

contact@moonstone-technologies.com

London, UK
|
Madrid, Spain